Compliance Officer – Financial Services

ASX listed organisation
Commercial Business
2-3+ years compliance experience

Our client is a well-known ASX-listed business within financial services, and property. They are a commercial business with exciting initiatives and set up for success. They are looking for a Compliance professional to join their existing team.

Main responsibilities are:

  • Maintaining compliance and AFSL framework
  • Reviewing and developing policies and procedures
  • Keeping up to date with regulatory changes and developing gap analysis
  • Compliance monitoring activities
  • Compliance plans and obligations
  • Maintaining the GRC system
  • Engaging with relevant stakeholders

The ideal candidate will have:

  • 2-3+ years compliance experience
  • Financial services background, ideally in funds/asset management, superannuation
  • Have a curious mindset and the ability to be a self-starter
  • Excellent communication skills with the ability to influence and engage with the business

This is a great opportunity to join a agile business with excellent culture and genuine work life balance. This role will provide opportunity for career growth and progression.

For a confidential discussion, please call Jerin Chowdhury on 0435 903 532 or email your CV to