Compliance/Regulatory Engagement Manager

COMPLIANCE OPPORTUNITIES for those with LEGAL background
Financial Services Organisation
Regulatory Engagement

Compliance & Risk Management Recruitment specialises in the recruitment of Risk Management, Compliance and Internal Audit. We have over 15 years of experience in recruiting for this sector.

If you are a Legal Professional and considering a move to Compliance, you should get in touch with us. We are currently recruiting a Regulatory Engagement opportunity within the Compliance Team of a well-known Financial Services Organisation.

Reporting to a Head of Compliance you will be responsible for:

  • Overseeing and reviewing regulatory engagement including notices, breaches and remediation activities
  • Providing guidance to the business on regulatory interaction
  • Supporting the Head of Compliance with regulatory contact
  • Provide insights and trend reporting to the Board and Risk and Compliance forums

The ideal candidate will have:

  • A background in financial services and regulatory engagement would be ideal
  • Relevant tertiary qualifications, ideally legal
  • The ability to understand and interpret legislation
  • Excellent written and verbal communication skills
  • The ability to influence, challenge and negotiate with stakeholders at all levels, both internally and externally
  • Excellent attention to detail

Please send your CV to Vicki Williams at Compliance and Risk Management Recruitment ( or call Vicki on 0420 444 981 for a confidential chat.

Job Number Vicki