COMPLIANCE OPPORTUNITIES for those with LEGAL background
Financial Services Organisation
Compliance & Risk Management Recruitment specialises in the recruitment of Risk Management, Compliance and Internal Audit. We have over 15 years of experience in recruiting for this sector.
If you are a Legal Professional and considering a move to Compliance, you should get in touch with us. We are currently recruiting a Regulatory Engagement opportunity within the Compliance Team of a well-known Financial Services Organisation.
Reporting to a Head of Compliance you will be responsible for:
- Overseeing and reviewing regulatory engagement including notices, breaches and remediation activities
- Providing guidance to the business on regulatory interaction
- Supporting the Head of Compliance with regulatory contact
- Provide insights and trend reporting to the Board and Risk and Compliance forums
The ideal candidate will have:
- A background in financial services and regulatory engagement would be ideal
- Relevant tertiary qualifications, ideally legal
- The ability to understand and interpret legislation
- Excellent written and verbal communication skills
- The ability to influence, challenge and negotiate with stakeholders at all levels, both internally and externally
- Excellent attention to detail
Please send your CV to Vicki Williams at Compliance and Risk Management Recruitment (email@example.com) or call Vicki on 0420 444 981 for a confidential chat.
Job Number Vicki