Risk & Compliance Lead – Funds Management

Global Financial Services Institution
Circa $170k – $200k + Bonus

Our client is a well-reputed, global financial services institution. They are looking for an experienced Compliance professional to join their team and have oversight of the investments business.

Key responsibilities:

  • Providing risk and compliance monitoring and assurance activities to the business and Line 1 Risk and Compliance team
  • Providing risk and compliance advice and training to the business
  • Implementing group wide policies, procedures, and compliance obligations
  • Ensuring compliance with relevant laws and regulation and oversight of issues
  • Participating in regulatory reform and change; liaising with regulators
  • Facilitating risk management and compliance discussions and workshops
  • Preparing and presenting regular and ad-hoc reporting to Committees, Boards and Business Leaders
  • Engaging with the business regarding risk identification and mitigation

The ideal candidate for this role:

  • 6-8+ years’ compliance, risk management and/or legal experience
  • Background in funds/asset management and investment management
  • Excellent communication skills with the ability to influence stakeholders at all levels
  • Hands on, solutions-oriented and able to work independently
  • Relevant qualifications

This is an excellent opportunity to join a dynamic, high calibre team and experienced leaders and gain the opportunity for career progression.

Please send your CV through to Jerin Chowdhury at CRM Recruitment ( or for a confidential discussion, you can call Jerin on 0435 903 532.