Global Financial Services Institution
Sydney
Circa $170k – $200k + Bonus
Our client is a well-reputed, global financial services institution. They are looking for an experienced Compliance professional to join their team and have oversight of the investments business.
Key responsibilities:
- Providing risk and compliance monitoring and assurance activities to the business and Line 1 Risk and Compliance team
- Providing risk and compliance advice and training to the business
- Implementing group wide policies, procedures, and compliance obligations
- Ensuring compliance with relevant laws and regulation and oversight of issues
- Participating in regulatory reform and change; liaising with regulators
- Facilitating risk management and compliance discussions and workshops
- Preparing and presenting regular and ad-hoc reporting to Committees, Boards and Business Leaders
- Engaging with the business regarding risk identification and mitigation
The ideal candidate for this role:
- 6-8+ years’ compliance, risk management and/or legal experience
- Background in funds/asset management and investment management
- Excellent communication skills with the ability to influence stakeholders at all levels
- Hands on, solutions-oriented and able to work independently
- Relevant qualifications
This is an excellent opportunity to join a dynamic, high calibre team and experienced leaders and gain the opportunity for career progression.
Please send your CV through to Jerin Chowdhury at CRM Recruitment (jerin@crmrecruitment.com.au) or for a confidential discussion, you can call Jerin on 0435 903 532.
