Senior Compliance Manager – Insurance

Insurance Industry
Line 2 Compliance building & enhancing the Compliance Framework
Excellent work life balance and flexibility

Our client is a boutique financial services organisation going through change.

We are looking for a Senior Compliance Manager to work closely with the CRO to uplift the compliance framework ad drive a strong compliance culture within the organisation.

Responsibilities will include:

  • Embed and improve the Compliance Framework
  • Develop and maintain the compliance policies, processes and systems
  • Partner with the business to achieve operational compliance
  • Provide Compliance reporting to the Board and Committees
  • Providing compliance advice to the business and assisting them to meet their regulatory obligations
  • Provide compliance training across the business
  • Oversee compliance incidents and breaches
  • Endorsing the development of a strong compliance culture

The ideal candidate will have:

  • 7 years + compliance experience from a financial services company.
  • Experience working in Line 2 Compliance, developing and maintaining frameworks, policies and systems
  • The ability to think strategically and uplift the compliance maturity in an organisation
  • Excellent communication and interpersonal skills
  • Confidence and the ability to engage, influence and challenge the business as required
  • A proactive and solutions driven approach.

Please send your CV to Vicki Williams at Compliance and Risk Management Recruitment ( or call Vicki on 0420 444 981.

Job Number VWSCOM