Senior Investment Compliance Analyst – Funds Management

Global Funds Management business
8-month contract role
Circa $130k – $155k package

Our client in a global Fund Management business with a great reputation. They are looking for an Investment Compliance professional to join their Asia Pacific Risk and Compliance team. This is a 8-month contract role with a high possibility of becoming permanent. Reporting to the Head of Investment Compliance, Asia Pacific, responsibilities will include:

  • Managing, coding, and maintaining of investment compliance including both pre and post trade rules and control systems 
  • Reviewing, investigating and administration of all investment breaches 
  • Providing risk and compliance training and advice
  • Conducting trade surveillance and investigations and reporting exceptions 
  • Developing and maintaining strong performance culture within the global team
  • Liaising with Investment, Portfolio Manager, Sales, Operations teams, and compliance system vendors
  • Participating in global risk and compliance projects 

The ideal candidate:

  • Funds management product experience 
  • Compliance, mandate monitoring, pre and post trade experience 
  • Experience using Investment Management System such as Charles River, Aladdin etc. 
  • Excellent interpersonal skills with the confidence to engage stakeholders at all levels
  • Self-driven, motivated, and well presented 

This is an excellent opportunity to join a global team, work with collegiate team and broaden your exposure. This role can be based in Sydney, Melbourne or Brisbane.

For a confidential discussion, please call Caitlin Cox on 0466 020 362 or send your CV to