Senior Risk & Compliance Manager – Investment & Funds Management

Investment & Funds Management
Top tier, highly reputable funds management/investment management brand
Established, well respected Risk & Compliance function

We are recruiting a Senior Risk and Compliance Manager role for a leading Fund Management  / Investment organisation.  You would be working in a blue chip, collegiate environment that attracts driven and high performers.

Supporting the Head of Risk and Compliance, the role would include:

  • Risk and Compliance advice to the business, Compliance Committee, Board and Senior Management
  • Developing, implementing and maintaining the Risk and Compliance frameworks, policies and procedures
  • Facilitating risk and  compliance training and workshops
  • Monitoring and reporting of incidents and breaches and identifying areas for improvement
  • Board and Committee reports and presentations

We are looking to speak with candidates that have the following skills, attributes and experience:

  • 5+ years operational risk management and / or compliance experience
  • Prior experience in the Investments, funds management or financial markets sector
  • Knowledge of funds management products and ideally equities, fixed income, real estate, etc
  • Excellent communication and presentation skills
  • Relevant qualifications i.e. Degree, CA, Legal, etc
  • Drive and ambition
  • Able to confidently engage with stakeholders at all levels

Please send your CV through to Vicki Williams at CRM Recruitment ( or call Vicki on 0420 444 981 for a confidential discussion.

Job Number Vicki